On December 17, 2013, Rick Lake, Co-chairman and portfolio manager at Lake Partners, subadviser to the
ASTON/Lake Partners LASSO Alternatives Fund, was interviewed on Bloomberg TV.
Watch the Video
Mutual fund investing involves risk including the possible loss of principal. Alternative investing involves the use of aggressive investment products and techniques that may cause greater volatility and less liquidity. Short selling theoretically involves unlimited loss potential since the market price of securities sold short may continuously increase.
There are no guarantees that the strategies or products mentioned will produce favorable results. The discussion of diversification is not intended as a recommendation for any specific individual nor does this strategy assure a profit or protect against a loss. The reference to liquid investments refers to investments that can be bought or sold during normal business trading hours.
By clicking the above link, you will leave this site and go to a third-party website. As ton Asset Management does not
endorse and accepts no responsibility for content on third-party sites. The securities mentioned in the interview are not held in the Aston/Lake Partners LASSO Alternatives Fund’s portfolio and do not represent an offer or solicitation to buy, sell or hold any securities. Aston Asset Management has no editorial control over the content of video, subject matter, and timing of the video and is independent of Bloomberg TV. Opinions are as of the broadcast date and are subject to change at any time based on market or other conditions.
The following investment vehicles are referenced in the video clip: Exchange Traded Funds (ETFs), Exchange Traded Notes (ETNs), and Close End Funds.
An ETF is a security that tracks an index, a commodity or a basket of assets like an index fund, but trades like a stock on an exchange. ETFs experience price changes throughout the day as they are bought and sold.
An ETN is a type of unsecured, unsubordinated debt security. This type of debt security differs from other types of bonds and notes because ETN returns are based upon the performance of a market index minus applicable fees, no period coupon payments are distributed and no principal protections exists.
A closed-end fund is a publicly traded investment company that raises a fixed amount of capital through an initial public offering (IPO).
Before investing, carefully consider the Fund’s investment objectives, risks, charges and expenses. Contact (800) 597 – 9704 for a prospectus or a summary prospectus containing this and other information. Read it carefully.
Aston Funds are distributed by Foreside Funds Distributors LLC.